Abdulmajidkhs
Well-known member
UBS Fined $2.5 Million By FINRA Due To Violations and Failures
According to the US regulator, from 2009 to 2018, UBS failed to complete at least 5,300 failure to deliver positions and routed or executed more than 73,000 short sells in securities with an unmet close-out requirement without first borrowing or arranging to borrow the shares.
www.wikifx.com
According to the US regulator, from 2009 to 2018, UBS failed to complete at least 5,300 failure to deliver positions and routed or executed more than 73,000 short sells in securities with an unmet close-out requirement without first borrowing or arranging to borrow the shares.
UBS Fined $2.5 Million By FINRA Due To Violations and Failures
According to the US regulator, from 2009 to 2018, UBS failed to complete at least 5,300 failure to deliver positions and routed or executed more than 73,000 short sells in securities with an unmet close-out requirement without first borrowing or arranging to borrow the shares.
www.wikifx.com